Trust stems from knowing that your investment advisers have the required knowledge, skills experience and qualifications, that they have unquestionable integrity and that they have clients’ interests as their top priority.
All FIRSTGLOBAL member firms and principals are registered as Authorised Financial Services Providers with the Financial Services Board and hold Category II licenses. FIRSTGLOBAL fully subscribes to the Financial Advisory and Intermediary Services Bill (FAIS) and employs the services of independent compliance officers, MOONSTONE COMPLIANCE, to perform monthly inspections at all offices and to report in accordance with the Act to the Financial Services Board.
In addition, all member firms are audited by professional external auditors who are also required to submit prescribed annual reports to the Financial Services Board.
The FIRSTGLOBAL GROUP proudly endorses independent consulting and management in the interest of its clients.